A Start on Middle Powers and Their Diplomacy

It is kinda like wading into a well-developed cornfield; no, maybe it’s more like a cornfield with some incendiary devices strewn throughout. Anyway, this fall the China-West Dialogue (CWD) has waded into a rather concentrated discussion with colleagues and experts around the globe on an examination of Middle Powers (MPs) and their behaviors and policies – Middle Power Diplomacy (MPD).

So, where did we look? We in fact used the fall to showcase a number of possible MPs and to examine the policies and political behaviors of them. At CWD we held the following Zoom sessions:

At CWD we held the following Zoom sessions: 

  • Our lead off was on Japan with Mike Mochizuki (GWU) as the Lead Organizer;
  • then Active Non-Alignment with Latin America, led by Jorge Heine (BU) and former Ambassador for Chile as the Lead Organizer;
  • South Korea with Yul Sohn (Yonsei University) as the the Lead Organizer;
  • Australia and New Zealand with Shiro Armstrong (ANU/EAF) as Lead Organizer assisted by our own Richard Carey (OECD Alumnus); and 
  • INDONESIA and ASEAN with Maria Monica Wihardja (ISEAS) as the Lead Organizer.

These were all really terrific sessions with ‘super’ efforts to bring speakers to the sessions who could speak to MP characteristics and describe MPD. Now, these sessions were all held under Chatham House Rules but I have received remarks from some of our speakers and permission to quote these remarks here at this Post.  

 So, why was the CWD looking at questions of MPD? Certainly, for one, we were examining first which states seemed to qualify as MPs  in today’s global order/disorder?  Then we were interested in what influence, or potential influence these MPs expressed in the growing global order/disorder – growing tensions between the United States and China and the unremitting regional conflicts in the Middle East and Europe.  Where, if anywhere, were MPs influencing international relations and enhancing, perhaps, international stability and advancing global governance actions especially in such critical areas as climate transition, climate finance, debt management, global financial regulation and more? These efforts, we anticipated, could stabilize global relations in the face of current damaging international actions and the sour relations held by the leading powers, China and the US of each other. We were determined to look at MPs especially with the return of a US Trump administration and the possible significant impact of Trump 2.0 on global order stability.

Let me turn in this Post to the remarks of some of our speakers in the Australia and New Zealand session.  All the sessions were great but interestingly, two of our speakers in this session described diametrically opposing views of the impact of MPs on the current international order. One was Gareth Evans, a strong proponent for MPs and their influence in international relations. Gareth is rather well known of course. He was an Australian politician, representing the Labor Party in the Senate and House of Representatives from 1978 to 1999. He is probably best known as the  Minister for Foreign Affairs, a position he held from 1988 to 1996. Like most inquiries, Gareth starts by trying to define what a MP is. It is not an easy task. As he writes: 

For me, there are three things that matter in characterizing  middle powers: what we  are not, what we are, and the mindset we bring to our international role.

As he then describes it: 

‘Middle powers’ are those states which are not economically or militarily big or strong enough to really impose their policy preferences on anyone else, either globally or (for the most part) regionally.  We are nonetheless states which are sufficiently capable in terms of our diplomatic resources, sufficiently credible in terms of our record of principled behaviour, and sufficiently motivated to be able to make, individually, a significant impact on international relations in a way that is beyond the reach of small states.

 

And we are states, I would argue, which generally (although this can wax and wane with changes of domestic government) bring a particular mindset to the conduct of our international relations, viz. one attracted to the use of middle power diplomacy. I would describe ‘middle power diplomacy’, in turn, as having both a characteristic motivation and a characteristic method:

 

  • the characteristic motivation is belief in the utility, and necessity, of acting cooperatively with others in addressing international challenges, particularly those global public goods problems which by their nature cannot be solved by any country acting alone, however big and powerful; and
  • the characteristic diplomatic method is coalition building with ‘like-minded’ – those who, whatever their prevailing value systems, share specific interests and are prepared to work together to do something about them.

Gareth reviews policy initiatives he sees advanced by MPs over the years and described by him as: 

Our [MP] impact I think is more likely to be on individual issues, involving what might be called ‘niche diplomacy’, than across the board.  But that said, some of those niche roles, as I have just listed. can be of much greater than merely niche importance.

Finally, Gareth sets out what he believes are likely to be possible future initiatives, by at least Australia acting as a MP:

Looking to the future, there are a number of areas in which Australian middle power diplomacy can potentially make a real difference, whether by way of agenda-setting, North-South bridge-building (an aspiration of the MIKTA group within the G20), or simply building critical masses of support for global or regional public goods delivery. These areas include:

 

–   working to make the East Asian Summit become in practice the preeminent regional security and economic dialogue and policy-making body it was designed to be;

 

–   maintaining a leading advocacy role in support of free and open trade, including globally through the WTO and regionally through RCEP and the CPTPP, and vigorously resisting likely protectionist assaults by the Trump administration;

 

–   working to harness, without over-relying on an increasingly erratic US, the collective middle-power energy and capacity of a number of regional states of real regional substance – including India, Japan, Indonesia, South Korea and Vietnam –  to visibly push back (through mechanisms like a Quad+, optically useful though not purporting to be a formal military alliance)  against potential Chinese overreach in the region;

 

–   at the same time, actively arguing for the US as well as China to step back from the strategic competition brink, and embrace and sustain over time the spirit of détente which, which dramatically thawed relations between the US and Soviet Union: this would involve both sides living cooperatively together, both regionally and globally, respecting each other as equals and neither claiming to be the undisputed top dog;

 

–   building on our longstanding nuclear risk reduction credentials, bridging the gap between those who, on the one hand, will settle only for the kind of absolutism embodied in the Nuclear Ban Treaty, and on the other hand, the nuclear armed states and those sheltering under their protection who want essentially no movement at all on disarmament;

 

–   becoming an acknowledged global leader, not just bit player, in the campaign against global warming, putting our green energy transition money where our mouth is.” 

 

It is a MPD projected to counter at least some of the likely erratic behavior of Trump 2.0 international actions. 

It is evident that Gareth Evans accepts, in fact promotes, the current and continuing reality of MPs and their capacity to act positively even in a turbulent international setting. This positive MP and MPD view is, as it turns out, in dramatic contrast to another of our Australia speakers, Andrew Carr. Andrew Carr is an Associate Professor at the Strategic and Defence Studies Centre, Australian National University. His remarks contrast vividly with those of Gareth Evans. While, as I pointed earlier, Chatham House Rules prevail at CWD, fortunately Andrew and a colleague Jeffrey Robinson of Yonsei University published a recent piece in International Theory, “Is anyone a Middle Power? The case for Historicization”. There Andrew and his colleague lay out their view of MPs and MPD. 

We find that while there is some variation, middle power theory can no longer help us distinguish or interpret these states. As such, we conclude the middle power concept should be historicized.

 

In blunt terms, the middle power concept does not capture anything substantive about the behaviour of mid-sized states. It should therefore not be used by scholars any further.

Andrew sees the concept as historically grounded and no longer sustains relevance and in his view must be assigned to a historical period of international relations. The two experts make it clear that using MP and MPD has outlasted its usefulness.

This is a rather clear statement and probably needs some further explanation. Now, interestingly the two researchers examine six MPs – the traditional MPs, Australia and Canada but as well newly emerging MPs – Indonesia, Turkey, South Korea and Mexico. Now Carr and his colleague suggest that there are 30 MPs but their analysis relies on the six just identified. They come away, however, suggesting this:

Argument 1: the middle power concept is unable to shed its 20th century historical legacy 

 

Argument 2: contemporary states no longer reflect the core theoretical propositions of the middle power concept 

There is much insight from the analysis of these two experts. Yet the bottom line is clear: 

The evidence from our six case studies is not universal, but clear trend lines and patterns can be observed. As the 21st century has worn on, these states have all been less internationally focused, less supportive and active in multilateral forums, and shown sparse evidence of being ‘good citizens’.

Put another way the changing international structure is reshaping the behavior of MPs:

As international structures change so too will the power, status, and actions of non-great power states. The changes occurring today are removing the foundations upon which the middle power concept was explicitly created, as supporters and legitimizers of the US-led liberal international order.

So, where does that leave us in understanding which states are the MPs and what can we expect from MPs? Is there a MPD? Does such MPD correspond to what Gareth Evans describes; or are we in a global  order today where such MPD can only be seen ‘in  the rear view’ as Andrew Carr explains with his colleague Jeffrey Robertson?

Well, this is only the beginning of an answer but it is useful to look to a recent piece by Dr. Dino Patti Djalal. Now, Dr. Djalal is the founder and chair of the Foreign Policy Community of Indonesia (FPCI) and chair of the Middle Power Studies Network (MPSN). In November Dr. Djalal published Middle Power Insights: 1st Edition. What is immediately evident is the membership of MPs in this Report was somewhat distinct from previous authors, at least from Gareth Evans. 

Like others, of course Djalal attempts to identify the current universe of MPs and what policies they promote. As Djalal describes: 

In this article, I refer to middle powers as countries that, by virtue of their considerable size (population and geography), weight (economic, diplomatic, and military strength), and ambition, are placed between the small power and great power categories.

While the objective measures, size and weight are fairly well described, ‘ambition’ is not so easily determined. With these features Djalal suggests: 

Of the 193 countries in the world today, around two dozen qualify as middle powers – some are in the Global North but the majority are in the Global South.

Here, then, is an emerging shift in today’s MPs. We are looking at MPs many of whom today are in the Global South and their behavior is also shifting: 

While all of the middle powers of the North are committed to military pacts, most middle powers in the Global South are non-aligned and tend to pursue strategic hedging. In fact, while the middle powers of the North have developed a fixed view against China, those in the Global South (except India and South Korea) tend to have an open mind and are keen to explore closer relations with China.

 

Unlike those in the North, middle powers of the South are also generally more averse in using sanctions as an instrument of foreign policy. 

 

It also matters that the Middle Powers of the Global South, relative to those of the Global North, are generally strong proponents of “non-interference” and are more sensitive about the principle of “equality”.

So their policy behavior is less intrusive and by implication less committed to global policy. It would seem to suggest that many of today’s MPs target their actions at the region. As Djalal describes: 

More and more, middle powers are positioning themselves to be a driving force in shaping regional architecture, thus compelling them to step up their response to the challenges inherent in their neighborhood. They are also spearheading various minilateral initiatives that can potentially supplement the provision of global public goods and also enhance the space for meaningful dialogue.

 

By constantly resorting to strategic hedging and diversifying their strategic relationships, middle powers can render multipolarity less volatile and more stable.

At a minimum, then, according to Djalal, the new Global South MPs exercise their MPD at the regional level and possibly in small groups, minilaterally, at the international level. More clearly needs to be examined here. 

So, today was a start but just a start. Much more will need to be examined. We will return to today’s Middle Powers and their Middle Power Diplomacy, especially as the Trump administration unveils its foreign policy actions. 

Image Credit: geopoliticalcompass.com

The New Global Leadership, perhaps

So there is a lot of spinning now that it is clear – he’s coming back. And as we look out on the global order the current international system appears chaotic enough, even before Donald Trump returns to the White House. As described by Flavia Krause Jackson in Bloomberg

North Koreans are fighting in Europe for the first time. Israel is resisting US efforts to halt fighting with Hezbollah and Hamas. China regularly conducts military exercises surrounding Taiwan. Nuclear war is suddenly a risk amid surging tensions over Russia’s invasion of Ukraine.

And that’s even before Donald Trump returns to the White House.

What are possibly answers to this growing chaos? One very clear note appears to be Middle Powers and their capacity to gain influence and importantly perhaps maintain greater openness notwithstanding a world dominated by Trump 2.0.  And these tensions are already apparent as Flavia summarizes the just recently concluded Brazil G20 Summit:

This was the week Lula was supposed to cement his status as the preeminent leader of the developing world. Instead, the chaotic summit he hosted in Rio highlighted his inability to bridge growing divisions between global superpowers. In a surprise anti-climax, Lula even canceled his end-of-summit press conference two hours after it had been scheduled to start.

Still, the first big unknown is how chaotic the new Trump administration can wind up the international system and are there possibilities to ease some of this Trump chaos? How, and who, possibly will seek to temper the chaos and propel forward both global political and economic relationships. Here, Shiro Arnstrong in an EAF piece titled, “Trump-proofing economic security in Asia” sets the stage:

The United States has gone from enforcer to spoiler of the rules-based economic order as it deals with domestic challenges and threatens a return to its pre-World War 2 isolationism. The rest of the world has to avoid the United States dragging the global economy down with it.

In the presumed Trump withdrawal from alliances and partnerships, his determination to close the open trading world with Trump’s loud noises over America First, and its many tariffs, there is a noticeable attention shift to the potential role of Middle Powers in retaining and augmenting, possibly, the global economy for one.

Now, there are all sorts of questions surrounding this attention to Middle Powers and their influence in advancing  the global order. Needless to say it starts with who are the Middle Powers. And, not surprisingly, there is no agreement on who the likely actors are under that apparently highly fungible label. So we know there is the ‘traditional’  Middle Power label that describes at least Canada and Australia. Then there are the new ‘Big Boys’ today – Brazil, India, Indonesia, Malaysia, and at least for some South Africa and even Nigeria. And then there are the relatively close US partners, or other possible regional powers, so, Turkey, Mexico, Japan and South Korea.  What can I say, it is a recipe with the main ingredient up to the expert or analyst.

And then there is the logic and possible action of Middle Power policy. Now this is a tough category often rather muted in current analyses.  But Shiro gives us some direction here. He targets Trumpworld:

There will be pressure all over the world to ‘protect’ domestic production from a flood of Chinese and other goods shut out of the US and looking for new markets.

There will of course be pressure to cut losses by dealing with Trump 2.0:

The incremental choices of countries to do deals with Trump’s United States — managed trade deals and voluntary export restraints — may be diplomatically expedient but will weaken the rules that underpin global trade and are against their core long term interests. That would reinforce the trajectory of the global economy heading towards an economic nosedive of the kind it suffered in the 1930s.

The Middle Power alternative:

It will be up to the middle powers like Australia and Japan — that cannot change the status quo unilaterally but are large enough to mobilise coalitions of countries for change — to keep the global economy open and save the furniture of the multilateral trading system.

 

Middle powers must convince China and the European Union that their best course of action is to avoid large-scale retaliation and go in the other direction, opening up their economies further. That will make them better off and make the global economy larger, even with restricted access to the US market. …

 

The economic coercion that China deployed against Australia in 2020 and Japan earlier was blunted by the multilateral trading system which, despite its weaknesses, allowed Australian exporters, for example, to find alternative markets and provide an exit ramp from the problem, with the last of Chinese trade restrictions lifted in October 2024. The open global trading system crucially ensures that there are alternative buyers and sellers.

As Shiro concludes, enlarging if possible but at least maintaining the open trade world – with as wide a set of actors as possible, is slightly counterintuitively called for and the answer presumably to Trump tariffs:

The multilateral trading system is the biggest source of economic security for open trading nations. That includes Southeast Asia, which is more exposed than other countries with its high trade shares that are its source of prosperity and security.

 

Utilising platforms in ASEAN-centred institutions and connecting them to other efforts in Europe to promote collective action is where the strategic focus needs to be now, on trade, climate action and other global public goods, otherwise we risk a much smaller, poorer and less secure world.

Interestingly, and as noted earlier, there is a growing interest in Middle Power action in the face of the about to reappear Trumpworld. Another proponent for Middle Power action is Dani Rodrik. Rodrick, a deep thinker when it comes to the global system, has written recently on the role of Middle Powers in the evolving global order. Rodrik is the Ford Foundation Professor of International Political Economy at Harvard’s John F. Kennedy School of Government. He is co-director of the Reimagining the Economy Program at the Kennedy School and of the Economics for Inclusive Prosperity network. In a recent piece in Project Syndicate (PS),  Rodrik suggests that while Middle Powers are unlikely to become a bloc but rather quite possibly able to possibly shape a variety of paths prompting a far more multipolar environment:

While some American national-security elites seek continued US primacy, others seem resigned to an increasingly bipolar world. A more likely outcome, however, is a multipolar world where middle powers exert considerable countervailing force, thus preventing the US and China from imposing their interests on others.

 

The middle powers are unlikely to become a formidable bloc of their own, mainly because their interests are too diverse to fit into a common economic or security agenda. Even when they have joined formal groupings, their collective impact has been limited.

 

Perhaps the most important contribution middle powers can make is to demonstrate, by their example, the feasibility of both multipolarity and diverse development paths in the global order. They offer a vision for the world economy that does not depend on either America’s or China’s power and goodwill. But if middle powers are to be worthy role models for others, they must become responsible actors – both in their dealings with smaller countries and in promoting greater political accountability at home.

A world that does not depend on the leading powers that is the vision from Rodrik. For this, and other perspectives, the China-West Dialogue (CWD) has directed recent energies this fall to sessions on Middle Powers and Middle Power Diplomacy (MPD). With great thanks to our Lead Co-Chair, Colin Bradford CWD constructed a series of sessions on a number of key Middle Powers. We began this Middle Power Diplomacy series with a Zoom session on Japan with lead organizer, Mike Mochizuki of George Washington University. From there we turned our attention to Latin America in a Zoom session led by our good colleague Jorge Heine from Boston University and a number of colleagues who published a recent volume: “Latin American Foreign Policies in the New World Order: The Active Non-Alignment Option”. From there we shifted to a session on South Korea prepared by the lead organizer, Yul Sohn from Yonsei University. And most recently we turned our attention to Turkey with colleague Guven Sak as the lead organizer. Guven is from The Economic Policy Research Foundation of Turkey (TEPAV). Still, to explore are sessions on Australia and New Zealand with lead organizer Shiro Armstrong from ANU and EastAsiaForum (EAF) and Indonesia and ASEAN with lead organizer Monica Wihardja from ISEAS in Singapore.

There is much learning at hand and hopefully we will be able to draw out the means for Middle Powers to resist the more destructive Trump 2.0 efforts. We will return to these conclusions in the future.

This first appeared as a Substack Post at Alan’s Newsletter. Comments and subscriptions are welcome.

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Image Credit: G20